Understanding if and where Tranche 2 applies to your firm
Have you mapped your firm's services against the Tranche 2 designated services list?
Does your firm provide any of these services: managing client money, setting up companies or trusts, SMSF administration, or acting as a registered office?
Have you made a decision about which in-scope services you will continue, modify, or stop offering under Tranche 2?
2
AUSTRAC Registration & Program
Your enrolment status and AML/CTF program readiness
Have you enrolled (or prepared to enrol) with AUSTRAC as a reporting entity?
Has your firm appointed a named AML/CTF Compliance Officer with documented responsibilities?
Does your firm have a written AML/CTF program covering risk assessment, CDD, suspicious matter reporting, and record-keeping?
3
Client Onboarding & KYC
How your firm currently identifies and verifies clients
Do you have standardised onboarding workflows for different client types — individuals, companies, trusts, and SMSFs?
Where does your current client identification evidence live?
Can you produce an evidence pack for any client showing what was collected, when, and by whom — within a few minutes?
4
Ongoing Monitoring & Training
Keeping your program active and your team prepared
Does your firm have a process to periodically review client risk ratings and update records?
Have staff been trained on AML/CTF obligations — what's in scope, what to collect, red flags, and how to escalate?
Overall, how confident are you that your firm could demonstrate compliance to AUSTRAC today?
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Your Tranche 2 Readiness Score
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Your Priority Gaps
Signum Verify closes these gaps
Our platform guides your team through every step — from client onboarding to audit-ready records — built specifically for Tranche 2.
These resources are a starting point. Once you're ready for a guided, automated system that handles your entire AML/CTF workflow — start free with Signum Verify. Our platform is built specifically for Tranche 2 obligations.
This assessment is a guide only. Consult your legal or compliance adviser for specific obligations under the AML/CTF Act.